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Reference:USA FDA Guidance for Clinical Investigators, Sponsors, and IRBs Adverse Event Reporting to IRBs β€” Improving Human Subject Protection Jan-2009 III A. ; IV.: Difference between revisions

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{{:Document:USA FDA Guidance for Clinical Investigators, Sponsors, and IRBs Adverse Event Reporting to IRBs β€” Improving Human Subject Protection Jan-2009}}
|tags_display=[[Glossary:TAG-00261-Una-ner|Unanticipated device effect]], [[Glossary:TAG-00134-Eth-kom|Ethics committee]], [[Glossary:TAG-00250-Inv-sme|Investigator safety reporting]], [[Glossary:TAG-00011-Inv-tud|Investigational drug (IMP)]], [[Glossary:TAG-00320-Foo-eri|FDA]]
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|comment=Reporting of AEs to IRBs in clinical trials
{| class="wikitable gplx-infobox"
|content=[...]
|-
! colspan="2" class="gplx-infobox-header" | Reference Details
|-
! Module
| Module 5 β€” Unit 5.1.4
|-
! Scope
| G
|-
! Document part
| III A. ; IV.
|-
! Language
| EN
|-
! Original entry by
| Florian Adragna
|-
! Contributors
|
|-
! Tags
| [[Glossary:TAG-00261-Una-ner|Unanticipated device effect]], [[Glossary:TAG-00134-Eth-kom|Ethics committee]], [[Glossary:TAG-00250-Inv-sme|Investigator safety reporting]], [[Glossary:TAG-00011-Inv-tud|Investigational drug (IMP)]], [[Glossary:TAG-00320-Foo-eri|FDA]]
|-
! Comment
| Reporting of AEs to IRBs in clinical trials
|}
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== Content ==
[...]
III. REPORTING AEs TO IRBs IN CLINICAL TRIALS OF DRUG AND BIOLOGICAL PRODUCTS CONDUCTED UNDER IND REGULATIONS
III. REPORTING AEs TO IRBs IN CLINICAL TRIALS OF DRUG AND BIOLOGICAL PRODUCTS CONDUCTED UNDER IND REGULATIONS
A. How to Determine If an AE is an Unanticipated Problem that Needs to Be Reported
A. How to Determine If an AE is an Unanticipated Problem that Needs to Be Reported
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The investigational device exemption (IDE) regulations define an unanticipated adverse device effect (UADE) as β€œany serious adverse effect on health or safety or any life-threatening problem or death caused by, or associated with, a device, if that effect, problem, or death was not previously identified in nature, severity, or degree of incidence in the investigational plan or application (including a supplementary plan or application), or any other unanticipated serious problem associated with a device that relates to the rights, safety, or welfare of subjects” (21 CFR 812.3(s)).
The investigational device exemption (IDE) regulations define an unanticipated adverse device effect (UADE) as β€œany serious adverse effect on health or safety or any life-threatening problem or death caused by, or associated with, a device, if that effect, problem, or death was not previously identified in nature, severity, or degree of incidence in the investigational plan or application (including a supplementary plan or application), or any other unanticipated serious problem associated with a device that relates to the rights, safety, or welfare of subjects” (21 CFR 812.3(s)).
[...]
[...]
}}

Latest revision as of 13:50, 16 July 2026



Document information
Reference USA FDA Guidance for Clinical

Investigators, Sponsors, and IRBs Adverse Event Reporting to IRBs β€” Improving Human Subject Protection Jan-2009

Validity area USA
Scope(s) G
Document name FDA Guidance for Clinical

Investigators, Sponsors, and IRBs Adverse Event Reporting to IRBs β€” Improving Human Subject Protection

Version / Revision Jan-2009
Status Superseded / Invalid
Document type Official recommendation
Language(s) EN
Description Guidance for Clinical Investigators, Sponsors, and IRBs

Adverse Event Reporting to IRBs β€” Improving Human Subject Protection

Official source Official link
Restricted access No
Submitted by Florian Adragna
Contributors


Reference Details
Module Module 5 β€” Unit 5.1.4
Scope G
Document part III A. ; IV.
Language EN
Original entry by Florian Adragna
Contributors
Tags Unanticipated device effect, Ethics committee, Investigator safety reporting, Investigational drug (IMP), FDA

Content

[...] III. REPORTING AEs TO IRBs IN CLINICAL TRIALS OF DRUG AND BIOLOGICAL PRODUCTS CONDUCTED UNDER IND REGULATIONS A. How to Determine If an AE is an Unanticipated Problem that Needs to Be Reported In general, an AE observed during the conduct of a study should be considered an unanticipated problem involving risk to human subjects, and reported to the IRB, only if it were unexpected, serious, and would have implications for the conduct of the study (e.g., requiring a significant, and usually safety-related, change in the protocol such as revising inclusion/exclusion criteria or including a new monitoring requirement, informed consent, or investigator’s brochure). An individual AE occurrence ordinarily does not meet these criteria because, as an isolated event, its implications for the study cannot be understood. [...] IV. REPORTING AEs TO IRBs IN CLINICAL TRIALS OF DEVICES UNDER THE IDE REGULATIONS The investigational device exemption (IDE) regulations define an unanticipated adverse device effect (UADE) as β€œany serious adverse effect on health or safety or any life-threatening problem or death caused by, or associated with, a device, if that effect, problem, or death was not previously identified in nature, severity, or degree of incidence in the investigational plan or application (including a supplementary plan or application), or any other unanticipated serious problem associated with a device that relates to the rights, safety, or welfare of subjects” (21 CFR 812.3(s)). [...]