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Reference:USA FDA Guidance for Industry - Oversight of Clinical Investigations — A Risk-Based Approach to Monitoring Aug-2013 IV A.

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Document information
Reference USA FDA Guidance for Industry -

Oversight of Clinical Investigations — A Risk-Based Approach to Monitoring Aug-2013

Validity area USA
Scope(s) G
Document name FDA Guidance for Industry -

Oversight of Clinical Investigations — A Risk-Based Approach to Monitoring

Version / Revision Aug-2013
Status Current
Document type Official recommendation
Language(s) EN
Description Oversight of Clinical Investigations — A Risk-Based Approach to Monitoring

Guidance for Industry

Official source Official link
Restricted access No
Submitted by Florian Adragna
Contributors


Reference Details
Module Module 4 — Unit 4.3.3
Scope G
Document part IV A.
Language EN
Original entry by Florian Adragna
Contributors
Tags Risk-based monitoring, Monitoring, Laboratory, FDA
Comment Other types of data and processes for risk-based monitoring

Content

IV. RISK-BASED MONITORING […] A. Identify Critical Data and Processes to be Monitored […] Other types of data (e.g., covariates such as concomitant treatments or demographic characteristics, routine laboratory tests performed as part of subject monitoring that do not address protocol specified safety or efficacy endpoints) and processes (e.g., a hospital pharmacy’s storage of an investigational product with no specific critical handling instructions) identified by the sponsor as non-critical often may be monitored less intensively.

There is increasing recognition that some types of errors in a clinical trial are more important than others.31 For example, a low, but non-zero rate of errors in capturing certain baseline characteristics of enrolled subjects (e.g., age, concomitant treatment, or concomitant illness) will not, in general, have a significant effect on study results if the errors are distributed randomly. In contrast, a small number of errors related to study endpoints (e.g., not following protocol-specified definitions) can profoundly affect study results, as could failure to report rare but important adverse events. Based on FDA’s inspection and review experience, infrequent errors in non-critical data are unlikely to alter FDA’s conclusions about whether a product is safe and effective and whether participants’ safety was appropriately monitored. [...]